David
Whitfield

Royal Alliance Associates, Inc

CRD#2175163
Investment Advisor
in Mishawaka, IN

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About this Advisor

David Whitfield is a financial advisor who works in Mishawaka, Indiana who has 5 years of industry experience. Whitfield works at Royal Alliance Associates, Inc. Their career trajectory has included roles at First Allied Securities, Inc, Lakeside Wealth Management Group LLC, Transamerica Financial Advisors, Inc, Signator Investors, Inc and Royal Alliance Associates, Inc. Whitfield has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Indiana. Royal Alliance Associates, Inc is a registered investment company that has its headquarters in Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 advisors. It controls $30 billion in total assets across its 149,233 client accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm serves 191 charities and foundations. Of its 149,233 client accounts, just 11% belong to high-net-worth individuals who have greater than $1 million in assets. Royal Alliance Associates, Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees usually are based on which services are offered. However, fee types charged by Royal Alliance Associates, Inc most likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Mishawaka, IN

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

IN Average: $10,121,009,343
Total Number of Employees

3,704

IN Average: 92
Total Number of Accounts

149,233

IN Average: 6,978
Average Account Size

$197,920

IN Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

David Whitfield Work History

David has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Royal Alliance Associates, Inc

2016 - 2018 (2 years)

Signator Investors, Inc

2015 - 2016 (1 year)

Transamerica Financial Advisors, Inc

2014 - 2015 (1 year)

Lakeside Wealth Management Group LLC

2013 - 2015 (2 years)

First Allied Securities, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Whitfield to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Trisha Qualy
St Louis Park, MN
Joel Morales
Wesley Chapel, FL
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Amanda Johnson
Spokane, WA
Grant Hartwell
Torrance, CA
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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