Kathleen
Steel

Moloney Securities Asset Management LLC

CRD#7231270
Investment Advisor
in Indianapolis, IN

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About this Advisor

Kathleen Steel is a financial advisor operating in Indianapolis, Indiana who has 2 years of industry experience. Steel is an employee of Moloney Securities Asset Management LLC. Over the course of their career, they have held roles at Planned Investment Company, Inc, California Institute Of Integral Studies, Mama Papa Lithuania Restaurant and Moloney Securities Co., Inc. Steel has Series 65 and Series 63 licenses, designating them as both a securities agent and an investment advisor representative, and can advise clients in Indiana. Moloney Securities Asset Management LLC is a registered investment firm that has its headquarters in Ballwin, MO. It has offices in 45 locations and a total of 84 financial advisors. It handles $1 billion in total assets across its 4,025 accounts, making it one of the larger financial advisory firms in the nation by assets under management. The firm advises four charitable organizations. Of its 4,025 customer accounts, just 12% belong to high-net-worth clients who have at least $1 million in assets. Moloney Securities Asset Management LLC provides a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fee schedules largely depend on the services provided. Fee types charged by Moloney Securities Asset Management LLC most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

3950 Priority Way Drive, South Drive Suite 100
Indianapolis, IN 46240

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Moloney Securities Asset Management LLC Brokerage Details

Total Assets Under Management

$1,016,723,850

IN Average: $11,469,110,461
Total Number of Employees

84

IN Average: 458
Total Number of Accounts

4,025

IN Average: 33,415
Average Account Size

$252,602

IN Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Kathleen Steel Work History

Kathleen has been registered as a financial advisor for 2 years.*

2020 - Present (4 years)

Planned Investment Company, Inc

2020 - Present (4 years)

Moloney Securities Co., Inc

2017 - 2019 (2 years)

Mama Papa Lithuania Restaurant

2015 - 2019 (4 years)

California Institute Of Integral Studies

2013 - 2014 (1 year)

Planned Investment Company, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kathleen Steel to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Moloney Securities Asset Management LLC

Andrew Feyerabend
Ballwin, MO
Adam Maher
Ballwin, MO
Edward Prince
Ballwin, MO
Jin Wang
Ballwin, MO
Joel Duggan
Ballwin, MO
Robert Kersey
Gig Harbor, WA
Jeffrey Morris
Ballwin, MO
Tara Mcdonald
Winterset, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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