Kathleen
Steel
Moloney Securities Asset Management LLC
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About this Advisor
Kathleen Steel is a financial advisor operating in Indianapolis, Indiana who has 2 years of industry experience. Steel is an employee of Moloney Securities Asset Management LLC. Over the course of their career, they have held roles at Planned Investment Company, Inc, California Institute Of Integral Studies, Mama Papa Lithuania Restaurant and Moloney Securities Co., Inc. Steel has Series 65 and Series 63 licenses, designating them as both a securities agent and an investment advisor representative, and can advise clients in Indiana. Moloney Securities Asset Management LLC is a registered investment firm that has its headquarters in Ballwin, MO. It has offices in 45 locations and a total of 84 financial advisors. It handles $1 billion in total assets across its 4,025 accounts, making it one of the larger financial advisory firms in the nation by assets under management. The firm advises four charitable organizations. Of its 4,025 customer accounts, just 12% belong to high-net-worth clients who have at least $1 million in assets. Moloney Securities Asset Management LLC provides a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fee schedules largely depend on the services provided. Fee types charged by Moloney Securities Asset Management LLC most likely include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Moloney Securities Asset Management LLC Brokerage Details
$1,016,723,850
84
4,025
$252,602
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Kathleen Steel Work History
Kathleen has been registered as a financial advisor for 2 years.*
Planned Investment Company, Inc
Moloney Securities Co., Inc
Mama Papa Lithuania Restaurant
California Institute Of Integral Studies
Planned Investment Company, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kathleen Steel to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Moloney Securities Asset Management LLC
Ballwin, MO
Ballwin, MO
Ballwin, MO
Ballwin, MO
Ballwin, MO
Gig Harbor, WA
Saint Charles, MO
Willmar, MN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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