Leslie
Shaw

Stifel, Nicolaus & Company, Inc

CRD#2127322
Investment Advisor
in Indianapolis, IN

Answer a few questions and
get matched with an advisor.

Find an Advisor

or call us now at 1-888-467-5419

About this Advisor

Leslie Shaw is a financial advisor based in Indianapolis, Indiana, who has 10 years of experience as a financial advisor. Shaw currently works for Stifel, Nicolaus & Company, Inc. Shaw has gained experience at City Securities Corporation and Stifel, Nicolaus & Company, Inc. Shaw holds Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Indiana. Stifel, Nicolaus & Company, Inc is an advisory firm that has its headquarters in Indianapolis, Indiana. The investment advisory business has offices in 431 locations and a total of 6,153 people on staff. It has $98 billion in total assets among its 244,516 customer accounts, making it one of the largest firms in the country by assets under management. The firm provides services to 1,031 charities and foundations. Of its 244,516 client accounts, 40% are associated with high-net-worth investors who have greater than $1 million in investable assets. The firm offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules largely vary depending on which services the firm provides the client. However, fee types charged by Stifel, Nicolaus & Company, Inc likely include some combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

8900 Keystone Crossing Suite 300
Indianapolis, IN 46240

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$97,687,069,900

IN Average: $11,469,110,461
Total Number of Employees

6,153

IN Average: 458
Total Number of Accounts

244,516

IN Average: 33,415
Average Account Size

$399,512

IN Average: $343,232

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Leslie Shaw Work History

Leslie has 10 years of experience.

2017 - Present (5 years)

Stifel, Nicolaus & Company, Inc

2010 - 2017 (7 years)

City Securities Corporation

Disclosures

Leslie Shaw has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
John Vernon
Newport Beach, CA
Keith Walker
Roseville, CA
Mary Briscoe
Montgomery, AL
Bernard Spielman
Sheridan, WY
Richard Midgley
Modesto, CA
Michael Luckett
Montgomery, AL
Jeffrey Galloway
Houston, TX

The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started