Leslie
Shaw
Stifel, Nicolaus & Company, Inc
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About this Advisor
Leslie Shaw is a financial advisor based in Indianapolis, Indiana, who has 10 years of experience as a financial advisor. Shaw currently works for Stifel, Nicolaus & Company, Inc. Shaw has gained experience at City Securities Corporation and Stifel, Nicolaus & Company, Inc. Shaw holds Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Indiana. Stifel, Nicolaus & Company, Inc is an advisory firm that has its headquarters in Indianapolis, Indiana. The investment advisory business has offices in 431 locations and a total of 6,153 people on staff. It has $98 billion in total assets among its 244,516 customer accounts, making it one of the largest firms in the country by assets under management. The firm provides services to 1,031 charities and foundations. Of its 244,516 client accounts, 40% are associated with high-net-worth investors who have greater than $1 million in investable assets. The firm offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules largely vary depending on which services the firm provides the client. However, fee types charged by Stifel, Nicolaus & Company, Inc likely include some combination of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Stifel, Nicolaus & Company, Inc Brokerage Details
$97,687,069,900
6,153
244,516
$399,512
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Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Leslie Shaw Work History
Leslie has 10 years of experience.
Stifel, Nicolaus & Company, Inc
City Securities Corporation
Disclosures
Leslie Shaw has no disclosures.
Please visit their SEC profile for more details.
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The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.