Maxwell
Moritz
Park Avenue Securities LLC
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About this Advisor
Maxwell Moritz is a certified financial planner who works in Indianapolis, Indiana who has 8 years of relevant experience. Moritz is an advisor for Park Avenue Securities LLC. During their career, Moritz has held roles at Guardian Life Insurance Co, Park Avenue Securities LLC, Harry'S Chocolate Shop, The Wellington Group, Purdue Federal Credit Union, Mcalister'S Deli, Scotty'S Brewhouse and High School/College. Moritz holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to operate in California, Colorado, Florida, Georgia, Hawaii, Indiana, Louisiana, Massachusetts, Michigan, Minnesota, Nevada, New York, North Carolina, Ohio, Pennsylvania, Texas, Washington and Wisconsin. Park Avenue Securities LLC is an advisory firm headquartered in New York, NY. The investment advisory business has offices in 385 locations and a total of 1,825 financial advisors. It oversees $10 billion in total assets across its 57,359 client accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises 132 charities and foundations. Of its 57,359 client accounts, 19% are held by high-net-worth investors who have more than $1 million in investable assets. Park Avenue Securities LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Fees for financial management largely are based on the services offered. However, fees charged by Park Avenue Securities LLC likely consist of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Park Avenue Securities LLC Brokerage Details
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$9,912,742,257
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
1,825
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
57,359
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$172,819
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Maxwell Moritz Work History
Maxwell has been registered as a financial advisor for 8 years.*
Guardian Life Insurance Co
Park Avenue Securities LLC
Harry'S Chocolate Shop
The Wellington Group
Purdue Federal Credit Union
Scotty'S Brewhouse
Mcalister'S Deli
High School/College
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Maxwell Moritz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Park Avenue Securities LLC
Warwick, NY
Portsmouth, NH
Claremont, CA
New York, NY
Mount Pleasant, SC
Allentown, PA
Cincinnati, OH
Liberty Hill, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
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