Richard
Thomas

Signature Financial Services, LTD

CRD#1909414
Investment Advisor
in Noblesville, IN

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About this Advisor

Richard Thomas is a financial advisor based in Noblesville, Indiana, working with Signature Financial Services, LTD. Richard has previously held positions at East Central Fbfm, First Heartland Capital, Inc, Signature Financial Services, LTD, and Ag Resource Management. Richard has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Illinois and Indiana. Currently, Richard is part of Signature Financial Services, LTD, which operates out of Noblesville, Indiana. The firm has 9 offices and 14 employees. The firm manages assets totaling $202.0 million and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and portfolio management for institutional clients. The fee structure at Signature Financial Services, LTD includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Noblesville, IN

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Signature Financial Services, LTD Brokerage Details

Total Assets Under Management

$202,015,000

IN Average: $6,674,516,078
Total Number of Employees

14

IN Average: 44
Total Number of Accounts

471

IN Average: 2,564
Average Account Size

$428,907

IN Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Richard Thomas Work History

2018 - Present (6 years)

Ag Resource Management

2001 - Present (23 years)

First Heartland Capital, Inc

1999 - Present (25 years)

Signature Financial Services, LTD

1996 - Present (28 years)

East Central Fbfm

Disclosures

Please visit the SEC profile of Richard Thomas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Signature Financial Services, LTD

Kyle Tucker
Arlington Heights, IL
Matthew Moulton
Arlington Heights, IL
Timothy Olmstead
Arlington Heights, IL
Marvin Reinglass
Arlington Heights, IL
Richard Thomas
Noblesville, IN
Bradley Kmetz
Willowbrook, IL
Teresa Mitchell
Altamont, IL
Michael Applebaum
Northbrook, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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