Robert
Phillips

Spectrum Wealth Management

CRD#4383613
Investment Advisor
in Indianapolis, IN

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About this Advisor

Robert Phillips is a certified financial planner, personal financial specialist and chartered financial analyst working out of Indianapolis, Indiana. Phillips is an advisor for Spectrum Wealth Management. Throughout their career, they have worked at Spectrum Management Group, Inc, Sbo Management, LLC and Spectrum Wealth Counsel, LLC. Phillips maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to serve investors in Indiana. Spectrum Wealth Management is an advisory business based out of Indianapolis, IN. It oversees $816 million in assets among its 1,342 accounts, placing it among the larger investment advisory firms in the United States by assets under management. The firm provides financial advisory services to one charitable organizations. Of its 1,342 customer accounts, 58% belong to high-net-worth clients who have at least $1 million in assets. Spectrum Wealth Management offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advisory services largely vary depending on the financial services provided. Fees charged by Spectrum Wealth Management most likely include any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™, Personal Financial Specialist, Chartered Financial Analyst

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

600 East 96Th Street, Suite 130
Indianapolis, IN 46240

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Spectrum Wealth Management Brokerage Details

Total Assets Under Management

$815,975,646

IN Average: $1,347,246,178
Total Number of Employees

12

IN Average: 46
Total Number of Accounts

1,342

IN Average: 1,775
Average Account Size

$608,030

IN Average: $759,012

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Robert Phillips Work History

Robert has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Spectrum Wealth Counsel, LLC

2020 - Present (4 years)

Sbo Management, LLC

2010 - Present (14 years)

Spectrum Management Group, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Robert Phillips to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spectrum Wealth Management

Tia Lee
Indianapolis, IN
Gregory Thompson
Indianapolis, IN
Brian Short
Indianapolis, IN
Robert Phillips
Indianapolis, IN
Leslie Thompson
Indianapolis, IN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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