Anthony
Keppler

Nbc Securities, Inc

CRD#1032655
Investment Advisor
in Dubuque, IA

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About this Advisor

Anthony Keppler is a financial advisor based in Dubuque, Iowa, working with Nbc Securities, Inc. Anthony has previously held positions at Jhs Capital Advisors, Inc and Nbc Securities, Inc. Anthony has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Illinois and Iowa. Currently, Anthony is part of Nbc Securities, Inc, which operates out of Dubuque, Iowa. The firm has 30 offices and 68 employees. The firm manages assets totaling $1.7 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Nbc Securities, Inc includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1660 Embassy West Drive Suite 300
Dubuque, IA 52002

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Nbc Securities, Inc Brokerage Details

Total Assets Under Management

$1,695,739,514

IA Average: $1,620,585,161
Total Number of Employees

68

IA Average: 52
Total Number of Accounts

5,266

IA Average: 1,560
Average Account Size

$322,017

IA Average: $1,038,837

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Anthony Keppler Work History

2015 - Present (9 years)

Nbc Securities, Inc

2011 - 2015 (4 years)

Jhs Capital Advisors,Inc

Disclosures

Please visit the SEC profile of Anthony Keppler to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nbc Securities, Inc

John Keith
Birmingham, AL
Lawrence Miller
Birmingham, AL
Trevor Kurzhal
Decatur, AL
Johnathan Horman
Imperial, MO
Monte Marshall
Birmingham, AL
Bruce Betz
Birmingham, AL
Steven Abrams
Birmingham, AL
David Taylor
Cockeysville, MD

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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