James
Ennis
Focus Financial
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About this Advisor
James Ennis is a chartered financial consultant working out of Des Moines, Iowa with a total of 5 years of industry experience. Ennis works at Focus Financial. Over the course of their career, they have held roles at Group Benfits LTD, Ennis Planning Services, Ing Financial Partners, Inc, Voya Financial Advisors, Royal Alliance and Focus Financial. Ennis holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Iowa and Texas. Focus Financial is a registered investment firm based out of Minneapolis, MN. The company has offices in 40 locations and a total of 194 employees. It controls $5 billion in assets between its 24,479 accounts, making it one of the largest firms in the United States by assets under management. Of its 24,479 client accounts, just 10% are held by high-net-worth individuals who have at least $1 million in assets available to invest. The advisory firm offers a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fees typically are based on which services the firm provides the client. However, fees charged by Focus Financial can consist of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Focus Financial Brokerage Details
$4,459,201,828
194
24,479
$182,164
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
James Ennis Work History
James has been registered as a financial advisor for 5 years.*
Royal Alliance
Focus Financial
Ennis Planning Services
Group Benfits LTD
Voya Financial Advisors
Ing Financial Partners, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Ennis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Focus Financial
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
Alexandria, MN
Alexandria, MN
Minneapolis, MN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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