Brett
Maloney

Focus Financial

CRD#7011768
Investment Advisor
in Alexandria, MN

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About this Advisor

Brett Maloney is a financial advisor operating out of Alexandria, Minnesota with a total of 4 years of relevant experience. Maloney works at Focus Financial. Throughout their career, Maloney has worked at Student, Mndot, Minnesota Dep Of Trans (Mndot), District 206 Schools, Aagard, United States Air Force, Focus Financial and Royal Alliance. Maloney holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Minnesota. Focus Financial is a registered investment business based in Minneapolis, MN. The firm has offices in 40 locations and a total of 194 advisors. It manages $5 billion in assets across its 24,479 customer accounts, making it one of the biggest financial advisory firms in the nation by assets under management. Of its 24,479 client accounts, just 10% belong to high-net-worth investors who have at least $1 million in investable assets. The company offers a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management largely vary depending on which services the firm provides the client. However, fees charged by Focus Financial can consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

307 N. Nokomis Street Suite 112
Alexandria, MN 56308

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Focus Financial Brokerage Details

Total Assets Under Management

$4,459,201,828

MN Average: $5,289,111,388
Total Number of Employees

194

MN Average: 157
Total Number of Accounts

24,479

MN Average: 8,262
Average Account Size

$182,164

MN Average: $640,173

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Brett Maloney Work History

Brett has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Royal Alliance

2018 - Present (6 years)

Focus Financial

2018 - 2018 (< 1 year)

Aagard

2015 - 2017 (2 years)

United States Air Force

2014 - 2014 (< 1 year)

Minnesota Dep Of Trans (Mndot)

2014 - 2014 (< 1 year)

District 206 Schools

2014 - 2015 (1 year)

Aagard

2013 - 2013 (< 1 year)

Mndot

2013 - 2014 (1 year)

Student

2012 - 2013 (1 year)

Student

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brett Maloney to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Focus Financial

Connor Koppa
Minneapolis, MN
Matthew Mattheisen
Minneapolis, MN
Stephanie Hartmann
Minneapolis, MN
Amanda Willis-Martin
Minneapolis, MN
Brett Maloney
Alexandria, MN
Sandra Keenan
Alexandria, MN
Elizabeth Villalta
Minneapolis, MN
Jonathan Dennison
Minneapolis, MN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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