Axa Advisors, LLC

Investment Advisor
in West Des Moines, IA

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About this Advisor

Jessica Swaim is an advisor in West Des Moines, Iowa. Currently a registered investment advisor with Axa Advisors, LLC, Swaim has 11 years of professional experience in the financial advisory industry. Swaim holds a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Swaim can act as an advisor based out of Iowa. Throughout their career, Swaim has worked at Citigroup Global Markets Inc, Morgan Stanley Smith Barney, J.P Morgan Securities LLC, J.P Morgan Chase Bank, Harris Associates Securities L.P, Harris Associates L.P, Axa Advisors, LLC and Iowa Rush. Axa Advisors, LLC is headquartered in West Des Moines, Iowa, and operates out of 844 locations throughout the nation. As a company, Axa Advisors, LLC manages $15 billion in assets throughout 52,116 accounts and retains more than 5,774 people. The amount of assets the firm manages places it among the largest firms in the United States. The firm manages 8,811 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 34% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Axa Advisors, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

4401 Westown Parkway Suite 300
West Des Moines, IA 50266

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Axa Advisors, LLC Brokerage Details

Total Assets Under Management


IA Average: $7,464,549,021
Total Number of Employees


IA Average: 88
Total Number of Accounts


IA Average: 3,892
Average Account Size


IA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Jessica Swaim Work History

Jessica has 11 years of experience.

2016 - Present (3 years)

Axa Advisors, LLC

2015 - Present (4 years)

Iowa Rush

2013 - 2015 (2 years)

Harris Associates Securities L.P

2013 - 2015 (2 years)

Harris Associates L.P

2011 - 2013 (2 years)

J.P Morgan Securities LLC

2011 - 2013 (2 years)

J.P Morgan Chase Bank

2009 - 2011 (2 years)

Morgan Stanley Smith Barney

2007 - 2011 (4 years)

Citigroup Global Markets Inc


Jessica Swaim has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Axa Advisors, LLC

Steven Fretthold
Buffalo, NY
Dewayne Roberts
Edison, NJ
Zach Couch
Lafayette, IN
Olaf Kinstler
Woodland Hills, CA
Kenneth Apessos
Bala Cynwyd, PA
James Byrne
Woodbridge, NJ
Jonathan Alexander
Bala Cynwyd, PA
Amos Akinyooye
Woodbury, NY

This content was compiled from the SEC and FINRA.

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