Daniel
Shay

Stepp & Rothwell Inc

CRD#6060989
Investment Advisor
in Overland Park, KS

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About this Advisor

Daniel Shay is a certified financial planner working out of Overland Park, Kansas, who has 5 years of industry experience. Shay is currently employed by Stepp & Rothwell Inc. During their career, Shay has held roles at Stepp & Rothwell, Inc. Shay maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to work in Kansas. Stepp & Rothwell Inc is a registered investment firm based out of Overland Park, KS. The firm has a total of 22 advisors. It has $773 million in assets under management among its 2,215 client accounts, placing it among the bigger investment advisory firms in the nation by assets under management. Of its 2,215 accounts, 75% are associated with high-net-worth clients who have at least $1 million in assets. Stepp & Rothwell Inc performs a set of services, including financial planning services and portfolio management for individuals and small businesses. Fees for financial advice usually are based on the financial services provided. However, fees charged by Stepp & Rothwell Inc likely include asset-based and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

7300 College Boulevard Suite 100
Overland Park, KS 66210

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Stepp & Rothwell Inc Brokerage Details

Total Assets Under Management

$772,903,072

KS Average: $2,243,162,756
Total Number of Employees

22

KS Average: 44
Total Number of Accounts

2,215

KS Average: 4,091
Average Account Size

$348,940

KS Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Daniel Shay Work History

Daniel has been registered as a financial advisor for 5 years.*

2017 - Present (7 years)

Stepp & Rothwell, Inc

2013 - 2017 (4 years)

Stepp & Rothwell, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Daniel Shay to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stepp & Rothwell Inc

Daniel Shay
Overland Park, KS
Ross Lehman
Overland Park, KS
Brooklyn Gormly
Overland Park, KS
Claudia Gray
Overland Park, KS
Brooklyn Maldonado
Overland Park, KS
Amy Guerich
Overland Park, KS
Howard Rothwell
Overland Park, KS
Kenneth Eaton
Overland Park, KS

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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