Frank
Shepard

S&A Financial Services, Inc

CRD#836342
Investment Advisor
in Overland Park, KS

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About this Advisor

Frank Shepard is a financial advisor operating in Overland Park, Kansas who has 30 years of relevant experience. Shepard is on the advisory team at S&A Financial Services, Inc. Over the course of their career, they have held roles at Cambridge Investment Research, Inc and S&A Financial Services, Inc. Shepard holds a Series 63 license, which qualifies them as a securities broker, and can serve investors in Kansas and Texas. S&A Financial Services, Inc is an advisory company based out of Overland Park, KS. The investment advisory business has a total of 10 advisors. It administers $258 million in assets among its 1,553 customer accounts, making it one of the mid-sized firms in the nation by assets under management. Of its 1,553 customer accounts, just 5% belong to high-net-worth investors who have greater than $1 million in assets available to invest. The business offers a set of services, including financial planning services, portfolio management for individuals and small businesses and pension consulting services. Fees for financial advisory services usually vary depending on the type of financial services. However, fees charged by S&A Financial Services, Inc may include some blend of asset-based and hourly fees.

Certifications and Registrations

Series 63

Years Registered*

30 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges

Office Location

8655 College Blvd
Overland Park, KS 66210

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S&A Financial Services, Inc Brokerage Details

Total Assets Under Management

$258,220,528

KS Average: $2,243,162,756
Total Number of Employees

10

KS Average: 44
Total Number of Accounts

1,553

KS Average: 4,091
Average Account Size

$166,272

KS Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Frank Shepard Work History

Frank has been registered as a financial advisor for 30 years.*

1993 - Present (31 years)

S&A Financial Services, Inc

1998 - 2017 (19 years)

Cambridge Investment Research, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Frank Shepard to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at S&A Financial Services, Inc

Grant Huck
Scott City, KS
Craig Richards
Overland Park, KS
Gregory Shepard
Overland Park, KS
Nathan Schwantes
Overland Park, KS
Ronald Schwantes
Overland Park, KS
Frank Shepard
Overland Park, KS

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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