James
Holcomb

Westward Investment Advisory

CRD#2200239
Investment Advisor
in Prairie Village, KS

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About this Advisor

James Holcomb is a financial advisor operating out of Prairie Village, Kansas with a total of 7 years of industry experience. Holcomb is an advisor for Westward Investment Advisory. Holcomb has gained experience at Breitenbach Ia, Compass Securities Corporation, Central States Capital Markets LLC and Westward Investment Advisory. Holcomb maintains Series 63 and Series 66 licenses, designating them as a securities representative, and is able to advise clients in Kansas, Texas and Wisconsin. Westward Investment Advisory is an advisory business based in Prairie Village, KS. The company has just five financial advisors. It handles $327 million in assets under management among its 54 client accounts, making it one of the mid-sized investment advisory firms in the United States by assets under management. Of its 54 accounts, 67% are associated with high-net-worth clients who have at least $1 million in investable assets. The firm has a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors typically vary depending on which services the firm provides the client. Fee types billed by Westward Investment Advisory likely are comprised of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

4200 W. 83Rd Street Suite 101
Prairie Village, KS 66208

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Westward Investment Advisory Brokerage Details

Total Assets Under Management

$326,578,389

KS Average: $2,243,162,756
Total Number of Employees

5

KS Average: 44
Total Number of Accounts

54

KS Average: 4,091
Average Account Size

$6,047,748

KS Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

James Holcomb Work History

James has been registered as a financial advisor for 7 years.*

2015 - Present (9 years)

Westward Investment Advisory

2012 - Present (12 years)

Breitenbach Ia

2015 - 2017 (2 years)

Central States Capital Markets LLC

2014 - 2015 (1 year)

Compass Securities Corporation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Holcomb to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Westward Investment Advisory

Dale Pfeifer
Prairie Village, KS
Ryan Mclaughlin
Prairie Village, KS
James Holcomb
Prairie Village, KS

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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