David
Short
Investments & Financial Planning, LLC
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About this Advisor
David Short is a certified financial planner and chartered financial consultant who works out of Lexington, Kentucky who has 11 years of relevant experience. Short works at Investments & Financial Planning, LLC. The advisor has gained experience at Securities America, Inc, Investments & Financial Planning, LLC, Securities Service Network, Inc and Wfg Investments Inc. Short holds a Series 63 license, which qualifies them as a securities representative, and is registered to work in Kentucky and Texas. Investments & Financial Planning, LLC is a firm that has its headquarters in Lexington, KY. It has just five financial advisors. It administers $198 million in assets under management across its 686 customer accounts, placing it among the mid-sized financial advisory firms in the nation by assets under management. The firm advises one charitable organizations. Of its 686 client accounts, just 10% are associated with high-net-worth individuals who have at least $1 million in assets. The company performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, educational seminars and other services. Financial management fees typically vary depending on the financial services provided. Fee types billed by Investments & Financial Planning, LLC most likely consist of any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Investments & Financial Planning, LLC Brokerage Details
$198,035,900
5
686
$288,682
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Educational seminars/workshops
- Other
David Short Work History
David has been registered as a financial advisor for 11 years.*
Investments & Financial Planning, LLC
Securities America, Inc
Securities Service Network, Inc
Wfg Investments Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Short to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Investments & Financial Planning, LLC
Lexington, KY
Lexington, KY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
