James
Gray
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
James Gray is a financial advisor based in Louisville, Kentucky, working with Merrill Lynch, Pierce, Fenner & Smith Inc. James has previously held positions at University Of Louisville Golf Club, Valhalla Golf Club, College Western Kentucky University, Ups, Lost Creek Ranch, Money Concepts Bluegrass Region Intern, United Furniture, Legacy Consulting Group, Money Concepts Capital Corp, Student, Triad Advisors, Triad Hybrid Solutions, Kroger, Merrill Lynch, Pierce, Fenner & Smith Inc, Empower Hr, and Bank Of America N.A. James has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in Kentucky and Texas. Currently, James is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Louisville, Kentucky. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
James Gray Work History
Bank Of America N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Triad Hybrid Solutions
Triad Advisors
United Furniture
Legacy Consulting Group
Money Concepts Capital Corp
Money Concepts Bluegrass Region Intern
Lost Creek Ranch
College Western Kentucky University
Ups
Valhalla Golf Club
Kroger
Empower Hr
University Of Louisville Golf Club
Student
Disclosures
Please visit the SEC profile of James Gray to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
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Columbus, OH
Washington, DC
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Bethesda, MD
Leawood, KS
Saint Paul, MN
Towson, MD
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