Seth
Sanborn

Legacy Financial Advisors, Inc

CRD#5464772
Investment Advisor
in Covington, KY

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About this Advisor

Seth Sanborn is a certified financial planner based in Covington, Kentucky, with 10 years of industry experience. Sanborn is an advisor for Legacy Financial Advisors, Inc. Sanborn has gained experience at Legacy Financial Advisors, Inc and Triad Advisors, Inc. Sanborn maintains Series 63 and Series 66 licenses, which qualify them as a securities broker, and can operate in Kentucky. Legacy Financial Advisors, Inc is a financial advisory firm headquartered in Covington, KY. It administers $988 million in total assets among its 3,157 accounts, placing it among the bigger firms in the United States by assets under management. The firm advises five charitable organizations. Of its 3,157 customer accounts, 32% are held by high-net-worth clients who have at least $1 million in assets. The advisory firm offers a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management typically depend on which services are provided. However, fee types billed by Legacy Financial Advisors, Inc most likely are comprised of some combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

117 East Fourth Street
Covington, KY 41011

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Legacy Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$987,602,317

KY Average: $949,722,027
Total Number of Employees

20

KY Average: 35
Total Number of Accounts

3,157

KY Average: 1,296
Average Account Size

$312,829

KY Average: $732,810

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Seth Sanborn Work History

Seth has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Legacy Financial Advisors, Inc

2013 - Present (11 years)

Triad Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Seth Sanborn to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Legacy Financial Advisors, Inc

Seth Sanborn
Covington, KY
Justin Brown
Covington, KY
Robert Kuhnhein
Covington, KY
Matthew Aquilia
Covington, KY
Katherine Starks
Covington, KY
Thomas Fields
Covington, KY
Mitchell Lampert
Covington, KY
Michael Maisel
Covington, KY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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