Thomas
Falkner
Legacy Financial Independent Advisors LLC
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About this Advisor
Thomas Falkner is a certified financial planner based out of Louisville, Kentucky. Falkner is currently employed by Legacy Financial Independent Advisors LLC. Falkner has gained experience at Norm Oldman High School, Big Springs Country Club, Dick'S Sporting Goods, University Of Louisville, First Kentucky Securities Corporation and Legacy Financial Independent Advisors LLC. Falkner maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can operate in Kentucky. Legacy Financial Independent Advisors LLC is a registered investment business operating out of Louisville, KY. It manages $307 million in total assets among its 1,420 accounts, making it one of the mid-sized investment advisory firms in the nation by assets under management. Of its 1,420 client accounts, 25% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. The company provides a set of services, including financial planning services and portfolio management for individuals and small businesses. Fees for financial advice usually are based on the type of financial services offered. Fees charged by Legacy Financial Independent Advisors LLC may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Legacy Financial Independent Advisors LLC Brokerage Details
$306,487,331
9
1,420
$215,836
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Thomas Falkner Work History
Thomas has been registered as a financial advisor for 0 years.*
Legacy Financial Independent Advisors LLC
First Kentucky Securities Corporation
First Kentucky Securities Corporation
University Of Louisville
Dick'S Sporting Goods
Big Springs Country Club
Norm Oldman High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Falkner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Legacy Financial Independent Advisors LLC
Louisville, KY
Louisville, KY
Louisville, KY
Louisville, KY
Louisville, KY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
