Timothy
Hummel

Stifel, Nicolaus & Company, Inc

CRD#6338987
Investment Advisor
in Covington, KY

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About this Advisor

Timothy Hummel is a financial advisor based in Covington, Kentucky, working with Stifel, Nicolaus & Company, Inc. Timothy has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, and Stifel Nicolaus & Co Inc. Timothy has passed the Series 66 regulatory exam and is registered to provide services in Kentucky, Texas, and Virginia. Currently, Timothy is part of Stifel, Nicolaus & Company, Inc, which operates out of Covington, Kentucky. The firm has 460 offices and 6,534 employees. The firm manages assets totaling $149.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Stifel, Nicolaus & Company, Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

50 East Rivercenter Blvd
Covington, KY 41011

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$149,248,936,163

KY Average: $11,469,110,461
Total Number of Employees

6,534

KY Average: 458
Total Number of Accounts

348,524

KY Average: 33,415
Average Account Size

$428,231

KY Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Timothy Hummel Work History

2019 - Present (5 years)

Stifel Nicolaus & Co Inc

2014 - 2014 (< 1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2019 (5 years)

Bank Of America, N.A

Disclosures

Please visit the SEC profile of Timothy Hummel to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Francine Frechter
Garden City, NY
Robert Price
Center Valley, PA
Michelle Marks
Louisville, KY
Joe Bozarth
Woodway, TX
John-Erik Anderson
Bellevue, WA
Jeffrey Aders
Billings, MT
Benjamin Meyer
Indianapolis, IN

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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