Douglas
Thompson
Regatta Research & Money Management L.L.C
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About this Advisor
Douglas Thompson is a financial advisor operating in Baton Rouge, Louisiana who has 9 years of industry experience. Thompson is an advisor for Regatta Research & Money Management L.L.C. They have spent their whole time as a financial advisor at Regatta Research & Money Management L.l.c. Thompson is approved to advise clients in Louisiana. Regatta Research & Money Management L.L.C is a registered investment company that has its headquarters in Metairie, LA. The firm has offices in two locations and a total of six advisors. It administers $153 million in assets under management between its 1,413 customer accounts, making it one of the mid-sized firms in the United States by assets under management. Of its 1,413 customer accounts, just 4% are associated with high-net-worth clients who have at least $1 million in assets available to invest. Regatta Research & Money Management L.L.C performs a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors depend on which services the firm provides the client. However, fee types billed by Regatta Research & Money Management L.L.C typically consist of asset-based fees.
Years Registered*
Services Offered
Fee Structure
Office Location
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Regatta Research & Money Management L.L.C Brokerage Details
$153,300,097
6
1,413
$108,493
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Douglas Thompson Work History
Douglas has been registered as a financial advisor for 9 years.*
Regatta Research & Money Management LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Douglas Thompson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Regatta Research & Money Management L.L.C
Baton Rouge, LA
Metairie, LA
Metairie, LA
Metairie, LA
Metairie, LA
Metairie, LA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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