Randall
Richard

Richard Brothers, Financial Advisors

CRD#1800517
Investment Advisor
in South Portland, ME

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About this Advisor

Randall Richard is a financial advisor working in South Portland, Maine who has 21 years of relevant experience. Richard is an employee of Richard Brothers, Financial Advisors. The advisor has gained experience at Allegiance Financial Group Inc and Richard Brothers Securities Fka Allegiance Capital LLC. Richard holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in Maine. Richard Brothers, Financial Advisors is a financial advisory business based out of South Portland, ME. It handles $104 million in assets under management across its 412 customer accounts, making it one of the mid-sized investment advisory firms in the nation by assets under management. Of its 412 client accounts, just 8% belong to high-net-worth clients who have more than $1 million in assets. Richard Brothers, Financial Advisors offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules depend on the financial services offered. However, fee types charged by Richard Brothers, Financial Advisors likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

50 Donald B. Dean Drive Suite One
South Portland, ME 04106

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Richard Brothers, Financial Advisors Brokerage Details

Total Assets Under Management

$104,284,236

ME Average: $618,328,769
Total Number of Employees

10

ME Average: 10
Total Number of Accounts

412

ME Average: 975
Average Account Size

$253,117

ME Average: $634,183

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Randall Richard Work History

Randall has been registered as a financial advisor for 21 years.*

2000 - Present (24 years)

Richard Brothers Securities Fka Allegiance Capital LLC

1996 - Present (28 years)

Allegiance Financial Group Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Randall Richard to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Richard Brothers, Financial Advisors

Zachary Lauzon
South Portland, ME
Laura Linscott
South Portland, ME
Neal Richard
South Portland, ME
Randall Richard
South Portland, ME

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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