Austin
Duke

Broadoak Asset Management, LLC

CRD#7909657
Investment Advisor
in Bethesda, MD

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About this Advisor

Austin Duke is a financial advisor based in Bethesda, Maryland, working with Broadoak Asset Management, LLC. Austin has previously held positions at Broadoak Capital Partners, Unitypoint Health West, Nexeon Medsystems Inc, Nuviant Medical Inc, Rosellini Scientific, LLC, and Broadoak Asset Management LLC. Austin has passed the Series 65 regulatory exam and is registered to provide services in Maryland. Currently, Austin is part of Broadoak Asset Management, LLC, which operates out of Bethesda, Maryland. The firm has 1 office and 8 employees. The firm manages assets totaling $371.0 million and offers portfolio management for pooled investment vehicles. The fee structure at Broadoak Asset Management, LLC includes asset-based and performance-based fees.

Certifications and Registrations

Series 65

Services Offered

Portfolio management for pooled investment vehicles

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

4800 Montgomery Lane Suite 230
Bethesda, MD 20814

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Broadoak Asset Management, LLC Brokerage Details

Total Assets Under Management

$370,973,419

MD Average: $6,889,882,315
Total Number of Employees

8

MD Average: 45
Total Number of Accounts

8

MD Average: 765
Average Account Size

$46,371,677

MD Average: $9,006,382

Investment Advisory Services

  • Portfolio management for pooled investment vehicles

Austin Duke Work History

2024 - Present (0 year)

Broadoak Asset Management LLC

2023 - Present (1 year)

Broadoak Capital Partners

2019 - 2023 (4 years)

Unitypoint Health West

2017 - 2019 (2 years)

Nexeon Medsystems Inc , Pr

2015 - 2016 (1 year)

Nuviant Medical Inc

2012 - 2015 (3 years)

Rosellini Scientific, LLC

Disclosures

Please visit the SEC profile of Austin Duke to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Broadoak Asset Management, LLC

Daniel Friedman
Bethesda, MD
Michael Caspani
Bethesda, MD
Henry Dervishi
Bethesda, MD
Austin Duke
Bethesda, MD
Holly Atallah
Bethesda, MD
William Snider
Bethesda, MD

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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