Joseph
Plume
The L. Warner Companies, Inc
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About this Advisor
Joseph Plume is a financial advisor operating in Lutherville Timonium, Maryland who has 1 year of industry experience. Plume works at The L. Warner Companies, Inc. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Harford Community College, University Of Baltimore, Bank Of America, N.A and The L. Warner Companies, Inc. Plume holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to work in Maryland. The L. Warner Companies, Inc is an advisory company that has its headquarters in Lutherville Timonium, MD. It has offices in two locations and a total of 43 people on staff. It has $606 million in assets across its 308 customer accounts, placing it among the bigger investment advisory firms in the United States by assets under management. The firm serves four charities and foundations. Of its 308 customer accounts, 28% are associated with high-net-worth clients who have greater than $1 million in assets. The L. Warner Companies, Inc offers a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. A financial advisor's fee schedules vary depending on which services the firm provides the client. Fee types billed by The L. Warner Companies, Inc can consist of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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The L. Warner Companies, Inc Brokerage Details
$605,992,825
43
308
$1,967,509
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Joseph Plume Work History
Joseph has been registered as a financial advisor for 1 years.*
The L. Warner Companies, Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
University Of Baltimore
Harford Community College
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joseph Plume to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at The L. Warner Companies, Inc
Lutherville Timonium, MD
Lutherville Timonium, MD
Lutherville Timonium, MD
Lutherville Timonium, MD
Lutherville Timonium, MD
Lutherville Timonium, MD
Beverly Hills, CA
Lutherville Timonium, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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