Richard
Spivey
The L. Warner Companies, Inc
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About this Advisor
Richard Spivey is a chartered financial consultant working out of Lutherville Timonium, Maryland with 7 years of industry experience. Spivey is currently employed by The L. Warner Companies, Inc. Over the course of their career, they have held roles at United Brokerage Services, Inc, United Bank, The L. Warner Companies, Inc and M Holdings Securities, Inc. Spivey maintains a Series 63 license, certifying them as a securities broker, and is able to work in Maryland. The L. Warner Companies, Inc is an advisory business that has its headquarters in Lutherville Timonium, MD. The investment advisory business has offices in two locations and a total of 43 financial advisors. It manages $606 million in total assets between its 308 accounts, placing it among the bigger financial advisory firms in the United States by assets under management. The firm advises four charitable organizations. Of its 308 client accounts, 28% belong to high-net-worth clients who have at least $1 million in assets available to invest. The L. Warner Companies, Inc performs a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. Financial advisory fees largely vary depending on which services the firm provides the client. Fee types charged by The L. Warner Companies, Inc likely are comprised of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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The L. Warner Companies, Inc Brokerage Details
$605,992,825
43
308
$1,967,509
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Richard Spivey Work History
Richard has been registered as a financial advisor for 7 years.*
The L. Warner Companies, Inc
M Holdings Securities, Inc
United Brokerage Services, Inc
United Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Spivey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at The L. Warner Companies, Inc
Lutherville Timonium, MD
Lutherville Timonium, MD
Lutherville Timonium, MD
Lutherville Timonium, MD
Lutherville Timonium, MD
Lutherville Timonium, MD
Beverly Hills, CA
Lutherville Timonium, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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