Stephen
Polan
Mai Capital Management, LLC
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About this Advisor
Stephen Polan is a certified financial planner and personal financial specialist based in Bethesda, Maryland with a total of 1 year of relevant experience. Polan works at Mai Capital Management, LLC. Over the course of their career, Polan has held roles at Prime Financial Resources / Stephen S Polan, Cpa LLC, #Ia Prime Investment Advisory Corporation and Mai Capital Management LLC. Polan holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Maryland and Virginia. Mai Capital Management, LLC is an advisory business that has its headquarters in Independence, OH. It has offices in 20 locations and a total of 331 financial advisors. It controls $16 billion in total assets between its 23,704 customer accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises 45 charitable organizations. Of its 23,704 accounts, 43% belong to high-net-worth individuals who have more than $1 million in assets. The company performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fees largely vary depending on which services the firm provides the client. However, fee types charged by Mai Capital Management, LLC most likely consist of asset-based, hourly, fixed, performance-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mai Capital Management, LLC Brokerage Details
$15,773,426,777
331
23,704
$665,433
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Stephen Polan Work History
Stephen has been registered as a financial advisor for 1 years.*
Mai Capital Management LLC
#Ia Prime Investment Advisory Corporation
Prime Financial Resources / Stephen S Polan, Cpa LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephen Polan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mai Capital Management, LLC
Dublin, CA
Rockville, MD
Reston, VA
Cincinnati, OH
Ponte Vedra Beach, FL
Little Rock, AR
Independence, OH
Independence, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.