James
Ugone
Novem Group
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About this Advisor
James Ugone is a financial advisor based in Topsfield, Massachusetts, working with Novem Group. James has previously held positions at American Portfolios Financial Services, Inc, Apfs Wealth Management, Inc, and American Portfolios Advisors, Inc. James has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Arizona, California, Colorado, Florida, Illinois, Massachusetts, Michigan, New Hampshire, New York, North Carolina, Pennsylvania, South Carolina, Utah, and Washington. Currently, James is part of Novem Group, which operates out of Topsfield, Massachusetts. The firm has 7 offices and 50 employees. The firm manages assets totaling $1.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. The fee structure at Novem Group includes asset-based, hourly, and fixed fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Novem Group Brokerage Details
$1,170,631,357
50
4,381
$267,206
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
James Ugone Work History
Apfs Wealth Management, Inc
American Portfolios Financial Services, Inc
American Portfolios Advisors, Inc
Disclosures
Please visit the SEC profile of James Ugone to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Novem Group
Rochester, NY
Grand Island, NE
Rochester, NY
Rochester, NY
Rochester, NY
Rochester, NY
Topsfield, MA
Rochester, NY
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