Gregory
Wagner
Novem Group
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About this Advisor
Gregory Wagner is a financial advisor working out of Rochester, New York with a total of 1 year of relevant experience. Wagner is on the advisory team at Novem Group. During their career, Wagner has held roles at Sherwin-Williams, College Pro, Foresters Financial Services, Woodcliff Hotel And Spa, Foresters Advisory Services, Cetera Investment Services LLC, Cetera Investment Advisers LLC, American Portfolios Financial Services and Novem Group. Wagner has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to serve investors in Arizona, Illinois, Maryland, New Jersey, New York, North Carolina and South Carolina. Novem Group is a company based out of Rochester, NY. The company has offices in eight locations and a total of 57 advisors. It manages $1 billion in assets among its 4,203 client accounts, placing it among the bigger investment advisory firms in the nation by assets under management. The firm provides financial advisory services to three charitable organizations. Of its 4,203 accounts, just 7% are associated with high-net-worth clients who have more than $1 million in assets. Novem Group has a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advisory services usually depend on the type of financial services. However, fee types charged by Novem Group can be comprised of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Novem Group Brokerage Details
$1,072,749,714
57
4,203
$255,234
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Gregory Wagner Work History
Gregory has been registered as a financial advisor for 1 years.*
American Portfolios Financial Services
Novem Group
Foresters Advisory Services
Cetera Investment Services LLC
Cetera Investment Advisers LLC
Woodcliff Hotel And Spa
Foresters Financial Services
Foresters Financial Services
Sherwin-Williams
College Pro
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Gregory Wagner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Novem Group
Rochester, NY
Niagara Falls, NY
Rochester, NY
Rochester, NY
Rochester, NY
Rochester, NY
Grand Island, NE
Jupiter, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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