Ria
Hart

Stifel, Nicolaus & Company, Inc

CRD#4661861
Investment Advisor
in Boston, MA
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About this Advisor

Ria Hart is a chartered financial analyst based out of Boston, Massachusetts, who has been in the advisory business for 11 years. Hart currently works for Stifel, Nicolaus & Company, Inc. Throughout their career, they have worked at Wilmington Trust, Barclays Capital Inc and Stifel, Nicolaus & Company, Inc. Hart maintains a Series 63 license, which qualifies them as a securities representative, and is registered to work in Pennsylvania and Texas. Stifel, Nicolaus & Company, Inc is a registered investment firm that has its headquarters in Boston, Massachusetts. The company has offices in 362 locations and a total of 5,570 advisors. It has $72 billion in assets under management among its 188,394 customer accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm serves 852 charities and foundations. Of its 188,394 client accounts, 24% are associated with high-net-worth individuals who have more than $1 million in assets. The advisory firm has a wide array of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors vary depending on which services the firm provides the client. However, fee types charged by Stifel, Nicolaus & Company, Inc likely are comprised of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

125 High Street
Boston, MA 02110

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$74,649,055,670

MA Average: $11,469,110,461
Total Number of Employees

5,746

MA Average: 458
Total Number of Accounts

216,315

MA Average: 33,415
Average Account Size

$345,094

MA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Ria Hart Work History

Ria has 11 years of experience.

2015 - Present (4 years)

Stifel, Nicolaus & Company, Inc

2010 - Present (9 years)

Barclays Capital Inc

2007 - 2010 (3 years)

Wilmington Trust

Disclosures

Ria Hart has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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