Richard
Roche

Little Harbor Advisors, LLC

CRD#1002171
Investment Advisor
in Marblehead, MA

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About this Advisor

Richard Roche is a financial advisor based in Marblehead, Massachusetts, working with Little Harbor Advisors, LLC. Richard has previously held positions at Little Harbor Advisors, LLC, Foreside Fund Services, LLC, Quasar Distributors, LLC, and Crito Capital, LLC. Richard has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in Massachusetts. Currently, Richard is part of Little Harbor Advisors, LLC, which operates out of Marblehead, Massachusetts. The firm has 14 employees and manages assets totaling $204.6 million. The services offered by the firm include portfolio management for investment companies and portfolio management for pooled investment vehicles. The fee structure at Little Harbor Advisors, LLC includes asset-based and other fees.

Certifications and Registrations

Series 65, Series 63

Services Offered

Portfolio management for investment companies, Portfolio management for pooled investment vehicles

Fee Structure

Percentage of Assets, Others

Office Location

30 Doaks Lane
Marblehead, MA 01945

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Little Harbor Advisors, LLC Brokerage Details

Total Assets Under Management

$204,603,752

MA Average: $16,012,751,954
Total Number of Employees

14

MA Average: 118
Total Number of Accounts

5

MA Average: 4,567
Average Account Size

$40,920,750

MA Average: $3,506,186

Investment Advisory Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Richard Roche Work History

2020 - Present (4 years)

Crito Capital, LLC

2013 - Present (11 years)

Little Harbor Advisors, LLC

2018 - 2018 (< 1 year)

Quasar Distributors, LLC

2014 - 2016 (2 years)

Foreside Fund Services, LLC

Disclosures

Please visit the SEC profile of Richard Roche to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Little Harbor Advisors, LLC

Richard Roche
Marblehead, MA

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