Sean
Flaherty

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#7273481
Investment Advisor
in Burlington, MA

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About this Advisor

Sean Flaherty is a financial advisor operating in Burlington, Massachusetts who has 2 years of industry experience. Flaherty currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, the advisor has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Stop & Shop, Xaverian Brothers High School / Dedham High School, Dedham Public School, Mcgolf Driving Range, Stonehill College, Three Twins, Dedham House Of Pizza, Insource Services, Boston Wealth Management and Albertsons. Flaherty maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Rhode Island and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a firm based out of New York, NY. It has offices in 3,372 locations and a total of 36,687 people on staff. It manages $1 trillion in assets between its 2,864,234 client accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 accounts, 23% are associated with high-net-worth investors who have more than $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc offers a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules typically vary depending on the type of financial services provided. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

25 Burlington Mall Rd
Burlington, MA 01803

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

MA Average: $7,464,549,021
Total Number of Employees

36,687

MA Average: 88
Total Number of Accounts

2,864,234

MA Average: 3,892
Average Account Size

$381,844

MA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Sean Flaherty Work History

Sean has been registered as a financial advisor for 2 years.*

2020 - Present (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2019 - 2019 (< 1 year)

Dedham House Of Pizza

2019 - 2019 (< 1 year)

Boston Wealth Management

2017 - 2018 (1 year)

Three Twins

2017 - 2018 (1 year)

Insource Services

2016 - 2020 (4 years)

Stonehill College

2015 - 2016 (1 year)

Mcgolf Driving Range

2014 - 2018 (4 years)

Dedham Public School

2014 - 2015 (1 year)

Albertsons

2013 - 2013 (< 1 year)

Stop & Shop

2013 - 2016 (3 years)

Xaverian Brothers High School / Dedham High School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sean Flaherty to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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William Edgar
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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