Thomas
Alessi
Empirical Asset Management, LLC
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About this Advisor
Thomas Alessi is a financial advisor operating out of Wellesley, Massachusetts with 1 year of relevant experience. Alessi is an advisor for Empirical Asset Management, LLC. The advisor has gained experience at Platinum Wealth Partners, Lasalle St. Securities, LLC, Gf Investment Services, LLC, Comprehensive Asset Management And Servicing, Inc, Pinnacle Private Wealth, LLC and Empirical Asset Management, LLC. Alessi has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in Massachusetts. Empirical Asset Management, LLC is an advisory firm that has its headquarters in Wellesley, MA. It has offices in four locations and a total of 11 advisors. It oversees $290 million in total assets between its 1,044 accounts, making it one of the mid-sized investment advisory firms in the country by assets under management. Of its 1,044 accounts, 46% belong to high-net-worth clients who have at least $1 million in investable assets. Empirical Asset Management, LLC has a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management usually are based on which services the firm provides the client. Fees billed by Empirical Asset Management, LLC likely include any blend of asset-based and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Empirical Asset Management, LLC Brokerage Details
$290,243,469
11
1,044
$278,011
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Thomas Alessi Work History
Thomas has been registered as a financial advisor for 1 years.*
Empirical Asset Management, LLC
Pinnacle Private Wealth, LLC
Comprehensive Asset Management And Servicing, Inc
Gf Investment Services, LLC
Lasalle St. Securities, LLC
Platinum Wealth Partners
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Alessi to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Empirical Asset Management, LLC
Wellesley, MA
Wellesley, MA
Wellesley, MA
Wellesley, MA
Natick, MA
Wellesley, MA
Wellesley, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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