David
Smith

Stifel, Nicolaus & Company, Inc

CRD#4361735
Investment Advisor
in Utica, MI

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About this Advisor

David Smith is a certified financial planner based in Utica, Michigan, who has 10 years of experience as a financial advisor. Smith is an employee of Stifel, Nicolaus & Company, Inc. They have been an employee of Stifel, Nicolaus & Company, Inc for the entirety of their career. Smith has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can serve investors in California, Michigan and Texas. Stifel, Nicolaus & Company, Inc is a business that has its headquarters in Utica, Michigan. The investment advisory business has offices in 431 locations and a total of 6,153 employees. It manages $98 billion in total assets across its 244,516 client accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm provides financial advice to 1,031 charities and foundations. Of its 244,516 client accounts, 40% are associated with high-net-worth clients who have greater than $1 million in investable assets. Stifel, Nicolaus & Company, Inc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees typically vary depending on which services are offered. However, fees billed by Stifel, Nicolaus & Company, Inc most likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

50194 Schoenherr Road
Utica, MI 48315

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$97,687,069,900

MI Average: $11,469,110,461
Total Number of Employees

6,153

MI Average: 458
Total Number of Accounts

244,516

MI Average: 33,415
Average Account Size

$399,512

MI Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

David Smith Work History

David has 10 years of experience.

2010 - Present (11 years)

Stifel Nicolaus & Co Inc

Disclosures

David Smith has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Robert Barcellona
Washington, DC
Thomas Appleby
Palm Beach, FL
Robert Seibels
Montgomery, AL
Nicholas Perotta
Saint Louis, MO
Andrew Foote
New York, NY
Timothy Wade
Wichita Falls, TX
Joshua Burgan
Indianapolis, IN

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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