Stifel, Nicolaus & Company, Inc
About this Advisor
David Thomas is a financial advisor operating in Port Huron, Michigan, who has been in the industry for 10 years. Thomas is currently employed by Stifel, Nicolaus & Company, Inc. They have spent their entire time as a financial advisor at Stifel, Nicolaus & Company, Inc. Thomas holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Michigan and Texas. Stifel, Nicolaus & Company, Inc is a financial advisory business that has its headquarters in Port Huron, Michigan. It has offices in 431 locations and a total of 6,153 people on staff. It has $98 billion in total assets among its 244,516 accounts, placing it among the largest firms in the nation by assets under management. The firm provides financial advisory services to 1,031 charitable organizations. Of its 244,516 client accounts, 40% are associated with high-net-worth individuals who have more than $1 million in assets. The advisory firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically are based on which services the firm provides the client. Fees billed by Stifel, Nicolaus & Company, Inc can be comprised of any blend of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
David Thomas Work History
David has 10 years of experience.
Stifel Nicolaus & Co Inc
David Thomas has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
Newport Beach, CA
The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
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