Douglas
Spurlock

Stifel, Nicolaus & Company, Inc

CRD#2241014
Investment Advisor
in Rochester, MI

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About this Advisor

Douglas Spurlock is a financial advisor operating out of Rochester, Michigan with a total of 8 years of relevant experience. Spurlock is currently employed by Stifel, Nicolaus & Company, Inc. Over the course of their career, they have held roles at Robert W. Baird &Co. Inc and Stifel Nicolaus & Co Inc. Spurlock maintains Series 63 and Series 66 licenses, qualifying them as a securities representative, and is registered to serve investors in Michigan, North Carolina and Texas. Stifel, Nicolaus & Company, Inc is an advisory company based out of Saint Louis, MO. The investment advisory business has offices in 459 locations and a total of 6,729 financial advisors. It handles $133 billion in total assets among its 334,814 customer accounts, placing it among the largest firms in the country by assets under management. The firm advises 1,312 charities and foundations. Of its 334,814 customer accounts, 24% belong to high-net-worth clients who have at least $1 million in assets. The firm offers a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely are based on which service is offered. However, fees charged by Stifel, Nicolaus & Company, Inc most likely consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

321 East 2Nd Street 1St and 2Nd Floor
Rochester, MI 48307

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$132,550,931,898

MI Average: $11,469,110,461
Total Number of Employees

6,729

MI Average: 458
Total Number of Accounts

334,814

MI Average: 33,415
Average Account Size

$395,894

MI Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Douglas Spurlock Work History

Douglas has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Stifel Nicolaus & Co Inc

2007 - 2015 (8 years)

Robert W. Baird &Co. Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Douglas Spurlock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Gerard Kelly
Clearwater, FL
Patrick Dammert
Covington, KY
Eric Estelle
Saint Louis, MO
Raymond Breckenkamp
Saint Louis, MO
Ryan Holzwarth
Flint, MI
Margaret Mcmanis
Palm Beach Gardens, FL
Rodney Naylor
Glenwood Springs, CO

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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