Joseph
Batcha Iii

Optimal Capital Advisors, LLC

CRD#1286067
Investment Advisor
in Traverse City, MI

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About this Advisor

Joseph Batcha Iii is a financial advisor based out of Traverse City, Michigan who has 13 years of relevant experience. Batcha Iii is an advisor for Optimal Capital Advisors, LLC. They have spent all of their time as a financial advisor at Optimal Capital Advisors, Llc. Batcha Iii holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in Michigan. Optimal Capital Advisors, LLC is an advisory company operating out of Traverse City, MI. The firm has just three employees. It manages $114 million in assets among its 307 customer accounts, making it one of the mid-sized firms in the United States by assets under management. Of its 307 client accounts, 23% are held by high-net-worth investors who have greater than $1 million in assets available to invest. Optimal Capital Advisors, LLC offers a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. A financial advisor's fees are based on which services the firm provides the client. However, fee types billed by Optimal Capital Advisors, LLC can be comprised of asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Office Location

12935 Sw Bayshore Dr Suite 305
Traverse City, MI 49684

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Optimal Capital Advisors, LLC Brokerage Details

Total Assets Under Management

$113,819,254

MI Average: $943,424,332
Total Number of Employees

3

MI Average: 21
Total Number of Accounts

307

MI Average: 1,586
Average Account Size

$370,747

MI Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Joseph Batcha Iii Work History

Joseph has been registered as a financial advisor for 13 years.*

2007 - Present (17 years)

Optimal Capital Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joseph Batcha Iii to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Optimal Capital Advisors, LLC

Isaac Russell
Traverse City, MI
Frances Stacy
Tahoe City, CA
Joseph Batcha Iii
Traverse City, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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