Stifel, Nicolaus & Company, Inc
About this Advisor
Lori Stephenson is an advisor in Port Huron, Michigan. Currently a registered advisor at Stifel, Nicolaus & Company, Inc, they have gathered 10 years of experience as a registered advisor. Stephenson holds a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Stephenson is registered to serve clients in Michigan, Missouri and Texas. Stephenson has spent their whole career at Stifel, Nicolaus & Company, Inc. Stifel, Nicolaus & Company, Inc is located in Port Huron, Michigan, and operates out of 431 brick-and-mortar locations in the country. In total, Stifel, Nicolaus & Company, Inc manages $98 billion in assets covering 244,516 accounts and retains more than 6,153 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the United States. The firm manages 166,793 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 40% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. Stifel, Nicolaus & Company, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Lori Stephenson Work History
Lori has 10 years of experience.
Stifel Nicolaus & Co Inc
Lori Stephenson has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
Newport Beach, CA
The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.