Lori
Stephenson

Stifel, Nicolaus & Company, Inc

CRD#5088869
Investment Advisor
in Port Huron, MI

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About this Advisor

Lori Stephenson is an advisor in Port Huron, Michigan. Currently a registered advisor at Stifel, Nicolaus & Company, Inc, they have gathered 10 years of experience as a registered advisor. Stephenson holds a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Stephenson is registered to serve clients in Michigan, Missouri and Texas. Stephenson has spent their whole career at Stifel, Nicolaus & Company, Inc. Stifel, Nicolaus & Company, Inc is located in Port Huron, Michigan, and operates out of 431 brick-and-mortar locations in the country. In total, Stifel, Nicolaus & Company, Inc manages $98 billion in assets covering 244,516 accounts and retains more than 6,153 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the United States. The firm manages 166,793 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 40% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. Stifel, Nicolaus & Company, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1430 Military Street Suite #2
Port Huron, MI 48060

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$97,687,069,900

MI Average: $11,469,110,461
Total Number of Employees

6,153

MI Average: 458
Total Number of Accounts

244,516

MI Average: 33,415
Average Account Size

$399,512

MI Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Lori Stephenson Work History

Lori has 10 years of experience.

2010 - Present (12 years)

Stifel Nicolaus & Co Inc

Disclosures

Lori Stephenson has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
John Vernon
Newport Beach, CA
Keith Walker
Roseville, CA
Mary Briscoe
Montgomery, AL
Bernard Spielman
Sheridan, WY
Richard Midgley
Modesto, CA
Michael Luckett
Montgomery, AL
Jeffrey Galloway
Houston, TX

The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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