Nicole
Dawes

Independent Advisor Alliance, LLC

CRD#4041051
Investment Advisor
in Grand Rapids, MI

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About this Advisor

Nicole Dawes is a financial advisor based in Grand Rapids, Michigan, working with Independent Advisor Alliance, LLC. Nicole has previously held positions at Lpl Financial LLC, Independent Financial Partners, and Independent Advisor Alliance. Nicole has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Michigan. Currently, Nicole is part of Independent Advisor Alliance, LLC, which operates out of Grand Rapids, Michigan. The firm has 132 offices and 230 employees. The firm manages assets totaling $12.8 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. The fee structure at Independent Advisor Alliance, LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

630 Kenmoor Avenue Southeast Suite 202
Grand Rapids, MI 49546

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$12,826,908,245

MI Average: $3,625,019,099
Total Number of Employees

230

MI Average: 22
Total Number of Accounts

52,309

MI Average: 1,917
Average Account Size

$245,214

MI Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Nicole Dawes Work History

2018 - Present (6 years)

Independent Advisor Alliance

2011 - Present (13 years)

Lpl Financial LLC

2017 - 2018 (1 year)

Independent Financial Partners

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Disclosures

Please visit the SEC profile of Nicole Dawes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Independent Advisor Alliance, LLC

Peter Metcalf
South Portland, ME
Nicholas Arcand
Chesapeake, VA
Ernest Ross
Charlotte, NC
Jessica Sexton
Charlotte, NC
Jana Burke
Atlanta, GA
Nicholas Wendt
Richfield, WI
Charles White
Roanoke, VA
Montague Boyd
Atlanta, GA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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