Anthony
Thole

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#4154381
Investment Advisor
in Saint Paul, MN

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About this Advisor

Anthony Thole is a certified financial planner based in Saint Paul, Minnesota who has 10 years of industry experience. Thole works at Merrill Lynch, Pierce, Fenner & Smith Inc. Thole has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, Na. Thole holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Minnesota and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory firm based in New York, NY. It has offices in 3,372 locations and a total of 36,687 people on staff. It oversees $1 trillion in assets under management among its 2,864,234 client accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 accounts, 23% belong to high-net-worth clients who have more than $1 million in investable assets. The business performs a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules largely depend on which services are offered. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc can include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

30 E 7Th St
Saint Paul, MN 55101

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

MN Average: $7,464,549,021
Total Number of Employees

36,687

MN Average: 88
Total Number of Accounts

2,864,234

MN Average: 3,892
Average Account Size

$381,844

MN Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Anthony Thole Work History

Anthony has been registered as a financial advisor for 10 years.*

2009 - Present (15 years)

Bank Of America, Na

2005 - Present (19 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Anthony Thole to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Eric Monaghan
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Christine Curtis
Chattanooga, TN
Lurenzo Macklin
Houston, TX
Michael Gaffney
Chesterfield, MO
Zach Kirby
Miami, FL
Steven Pawlowski
Stamford, CT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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