Daniel
Steffes
Hilltop Securities Inc
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About this Advisor
Daniel Steffes is a financial advisor based out of Saint Paul, Minnesota who has 4 years of relevant experience. Steffes is an advisor for Hilltop Securities Inc. During their career, the advisor has held roles at Ameriprise Advisor Services, Inc, Ameriprise Financial Services, Inc and Hilltop Securities Inc. Steffes maintains Series 63, Series 65 and Series 66 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in Georgia, Iowa, Massachusetts, Minnesota, Nebraska, Ohio, Texas and Wisconsin. Hilltop Securities Inc is an advisory business based out of Dallas, TX. The firm has offices in 16 locations and a total of 113 advisors. It manages $2 billion in total assets among its 4,476 client accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises seven charitable organizations. Of its 4,476 accounts, 17% are held by high-net-worth clients who have at least $1 million in investable assets. Hilltop Securities Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors largely are based on the type of services offered. However, fee types charged by Hilltop Securities Inc most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hilltop Securities Inc Brokerage Details
$1,730,433,320
113
4,476
$386,603
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Daniel Steffes Work History
Daniel has been registered as a financial advisor for 4 years.*
Hilltop Securities Inc
Ameriprise Financial Services, Inc
Ameriprise Advisor Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Daniel Steffes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hilltop Securities Inc
Monterey, CA
Austin, TX
Dallas, TX
Austin, TX
Austin, TX
Dallas, TX
Sherman Oaks, CA
Sherman Oaks, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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