Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Joseph Plank is a financial advisor working out of Minneapolis, Minnesota, with 7 years of industry experience. Plank is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Plank has gained experience at J.P. Morgan Securities LLC, Jpmorgan Chase Bank, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Plank maintains Series 63 and Series 66 licenses, designating them as a securities representative, and is approved to work in Colorado, Minnesota, Texas and Wisconsin. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment company that has its headquarters in New York, NY. The company has offices in 3,372 locations and a total of 36,687 financial advisors. It handles $1 trillion in assets between its 2,864,234 client accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 4,459 charitable organizations. Of its 2,864,234 accounts, 23% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc performs a broad assortment of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules usually vary depending on which services the firm provides the client. Fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc may include asset-based, fixed and commission-based fees.
Certifications and Registrations
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Joseph Plank Work History
Joseph has been registered as a financial advisor for 7 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
J.P. Morgan Securities LLC
Jpmorgan Chase Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of Joseph Plank to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
West Islip, NY
San Marcos, TX
Fort Lauderdale, FL
Bel Air, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact email@example.com.
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