Lori
O'Connor
Northrock Partners, LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Lori O'Connor is a chartered financial analyst based out of Minneapolis, Minnesota who has 2 years of relevant experience. O'Connor is an advisor for Northrock Partners, LLC. Throughout their career, they have worked at Purshe Kaplan Sterling Investments, Northrock Partners and Northrock Partners, LLC. O'Connor maintains a Series 63 license, which qualifies them as a securities representative, and can advise clients in Minnesota. Northrock Partners, LLC is a financial advisory company based in Minneapolis, MN. The investment advisory business has offices in four locations and a total of 131 employees. It oversees $4 billion in total assets between its 9,273 client accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm provides financial advice to nine charitable organizations. Of its 9,273 customer accounts, 56% are held by high-net-worth individuals who have more than $1 million in assets available to invest. The firm provides a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees for financial advisory services largely are based on which services the firm provides the client. However, fee types charged by Northrock Partners, LLC most likely include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Northrock Partners, LLC Brokerage Details
$4,191,905,300
131
9,273
$452,055
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
- Other
Lori O'Connor Work History
Lori has been registered as a financial advisor for 2 years.*
Northrock Partners, LLC
Purshe Kaplan Sterling Investments
Northrock Partners
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Lori O'Connor to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Northrock Partners, LLC
Appleton, WI
Minneapolis, MN
Minneapolis, MN
Appleton, WI
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
