Matthew
Griffin
Principal Securities, Inc
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About this Advisor
Matthew Griffin is a chartered financial analyst who works in Hopkins, Minnesota who has 2 years of relevant experience. Griffin works at Principal Securities, Inc. Throughout their career, they have worked at Creighton University, Seim Johnson, Hemphill Staffing, Jj Swanson Advisory Group, Principal Securities Inc and Principal Life Insurance Company. Griffin holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in Minnesota. Principal Securities, Inc is a registered investment firm that has its headquarters in Des Moines, IA. It has offices in 350 locations and a total of 1,430 employees. It oversees $9 billion in assets under management across its 46,075 client accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm provides services to 34 charities and foundations. Of its 46,075 customer accounts, just 3% are associated with high-net-worth individuals who have more than $1 million in investable assets. The company performs a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules typically are based on which services are offered. Fee types charged by Principal Securities, Inc likely consist of some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Matthew Griffin Work History
Matthew has been registered as a financial advisor for 2 years.*
Jj Swanson Advisory Group
Principal Securities Inc
Principal Life Insurance Company
Jj Swanson Advisory Group
Seim Johnson
Creighton University
Hemphill Staffing
Creighton University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Matthew Griffin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Birmingham, AL
Milwaukee, WI
Lansing, MI
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Puyallup, WA
Bethesda, MD
Arlington, TX
Wdm, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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