Nicholas
Foulks
Great Waters Financial
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About this Advisor
Nicholas Foulks is a financial advisor who works out of Minneapolis, Minnesota who has 1 year of industry experience. Foulks is on the advisory team at Great Waters Financial. During their career, Foulks has held roles at Guardian Resources, Drake & Associates, LLC, Drake And Associates, LLC, Great Waters Financial, Advisornet Wealth Management and Great Waters Wealth Management. Foulks has a Series 65 license, certifying them as an investment advisor representative, and can serve investors in Minnesota, Texas and Wisconsin. Great Waters Financial is a registered investment business that has its headquarters in Minneapolis, MN. The company has offices in five locations and a total of 40 financial advisors. It has $958 million in assets under management between its 6,636 customer accounts, placing it among the bigger financial advisory firms in the United States by assets under management. Of its 6,636 accounts, just 14% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Great Waters Financial performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial advice typically are based on the services provided. Fee types charged by Great Waters Financial most likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Great Waters Financial Brokerage Details
$957,609,573
40
6,636
$144,305
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Nicholas Foulks Work History
Nicholas has been registered as a financial advisor for 1 years.*
Great Waters Wealth Management
Great Waters Financial
Advisornet Wealth Management
Drake & Associates, LLC
Drake And Associates, LLC
Guardian Resources
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Foulks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Great Waters Financial
Minneapolis, MN
Duluth, MN
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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