Sarah
Kaufman

Great Waters Financial

CRD#7309577
Investment Advisor
in Minneapolis, MN

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About this Advisor

Sarah Kaufman is a financial advisor who works in Minneapolis, Minnesota with 1 year of relevant experience. Kaufman currently works for Great Waters Financial. During their career, Kaufman has held roles at Advisornet Wealth Management, Great Waters Financial, Employer Solutions Group, Argo Tea / Aramark, Intech Integrated Marketing Services and Great Waters Wealth Manangement. Kaufman holds a Series 65 license, qualifying them as an investment advisor representative, and is registered to advise clients in Minnesota and Texas. Great Waters Financial is a financial advisory firm that has its headquarters in Minneapolis, MN. The company has offices in five locations and a total of 40 financial advisors. It has $958 million in assets under management among its 6,636 client accounts, making it one of the larger financial advisory firms in the nation by assets under management. Of its 6,636 accounts, just 14% are associated with high-net-worth clients who have greater than $1 million in investable assets. The business has a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors largely are based on which service is offered. However, fees billed by Great Waters Financial likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

510 N 1St Ave., Suite 410
Minneapolis, MN 55403

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Great Waters Financial Brokerage Details

Total Assets Under Management

$957,609,573

MN Average: $5,289,111,388
Total Number of Employees

40

MN Average: 157
Total Number of Accounts

6,636

MN Average: 8,262
Average Account Size

$144,305

MN Average: $640,173

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Sarah Kaufman Work History

Sarah has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Great Waters Wealth Manangement

2020 - 2022 (2 years)

Advisornet Wealth Management

2017 - 2022 (5 years)

Great Waters Financial

2015 - 2017 (2 years)

Employer Solutions Group

2015 - 2015 (< 1 year)

Argo Tea / Aramark

2013 - 2015 (2 years)

Intech Integrated Marketing Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sarah Kaufman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Great Waters Financial

Sarah Kaufman
Minneapolis, MN
Nicholas Foulks
Minneapolis, MN
Karanveer Nagpal
Minneapolis, MN
Michael Palumbo
Minneapolis, MN
Barry Bigelow
Duluth, MN
Daniel Molenaar
Minneapolis, MN
Justin Arfsten
Hopkins, MN
Christopher Kaufman
Minneapolis, MN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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