Susan
Mims
Strategic Asset Management LLC
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About this Advisor
Susan Mims is a certified financial planner who works out of Rochester, Minnesota who has 3 years of relevant experience. Mims currently works for Strategic Asset Management LLC. Throughout their career, they have worked at Cambridge Investment Research, Inc, Rda Financial Network, Inc, United Planners Financial Services, Joint Emergency Communication, Susan Mims Independent Insurance, City Of Iowa City, Mims Financial Services, Strategic Asset Management, Dempsey Lord Smith, LLC and Rda Financial Network. Mims maintains a Series 63 license, which qualifies them as a securities representative, and is registered to advise clients in Iowa. Strategic Asset Management LLC is a registered investment firm headquartered in Rochester, MN. The investment advisory business has offices in two locations and a total of seven employees. It has $104 million in total assets between its 576 accounts, making it one of the mid-sized investment advisory firms in the United States by assets under management. Of its 576 customer accounts, 17% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. The firm offers a few services, such as financial planning services and portfolio management for individuals and small businesses. Financial advisory fees typically vary depending on the type of financial services offered. Fee types charged by Strategic Asset Management LLC most likely consist of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Strategic Asset Management LLC Brokerage Details
$103,667,970
7
576
$179,979
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Susan Mims Work History
Susan has been registered as a financial advisor for 3 years.*
Strategic Asset Management
Dempsey Lord Smith, LLC
Mims Financial Services
Joint Emergency Communication
Susan Mims Independent Insurance
City Of Iowa City
United Planners Financial Services
Cambridge Investment Research, Inc
Rda Financial Network, Inc
Rda Financial Network
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Susan Mims to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Strategic Asset Management LLC
Iowa City, IA
Rochester, MN
Schaumburg, IL
Iowa City, IA
Iowa City, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
