Thomas
Ricks

Simplified Wealth Management

CRD#6244408
Investment Advisor
in Hattiesburg, MS

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About this Advisor

Thomas Ricks is a financial advisor who works out of Hattiesburg, Mississippi, with a total of 5 years of industry experience. Ricks currently works for Simplified Wealth Management. Throughout their career, they have worked at Raymond James Financial Services, Inc, Citizens National Bank, My Imagination Station, Raymond James Financial Services Advisors Inc, Lpl Financial LLC and Simplified Wealth Management. Ricks has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Louisiana, Mississippi and Texas. Simplified Wealth Management is a company operating out of Hattiesburg, MS. It has a total of six advisors. It administers $121 million in assets under management across its 1,338 client accounts, placing it among the mid-sized firms in the United States by assets under management. Of its 1,338 client accounts, just 2% belong to high-net-worth investors who have more than $1 million in investable assets. The firm provides portfolio management for individuals and small businesses. Fees charged by financial advisors typically depend on which service is offered. Fee types charged by Simplified Wealth Management typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Office Location

6668 Highway 98 Suite A
Hattiesburg, MS 39402

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Simplified Wealth Management Brokerage Details

Total Assets Under Management

$121,023,916

MS Average: $479,240,389
Total Number of Employees

6

MS Average: 11
Total Number of Accounts

1,338

MS Average: 582
Average Account Size

$90,451

MS Average: $823,437

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Thomas Ricks Work History

Thomas has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Simplified Wealth Management

2016 - 2018 (2 years)

Lpl Financial LLC

2015 - 2015 (< 1 year)

Raymond James Financial Services Advisors Inc

2014 - 2014 (< 1 year)

Raymond James Financial Services, Inc

2014 - 2015 (1 year)

Raymond James Financial Services, Inc

2013 - 2014 (1 year)

Raymond James Financial Services, Inc

2013 - 2015 (2 years)

Citizens National Bank

2009 - 2013 (4 years)

My Imagination Station

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Ricks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Simplified Wealth Management

Kevin Mccormick
Hattiesburg, MS
Mark Creel
Hattiesburg, MS
Thomas Ricks
Hattiesburg, MS
James Garraway
Hattiesburg, MS
James Carpenter
Hattiesburg, MS

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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