Amy
Duncan

Moloney Securities Asset Management LLC

CRD#4193765
Investment Advisor
in Ballwin, MO

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About this Advisor

Amy Duncan is a certified financial planner working in Ballwin, Missouri who has 7 years of industry experience. Duncan is on the advisory team at Moloney Securities Asset Management LLC. During their career, the advisor has held roles at Moloney Securities Co., Inc, Moloney Investment Advisory LLC and Moloney Securities Asset Management LLC. Duncan has a Series 63 license, qualifying them as a securities agent, and is able to serve investors in Colorado and Texas. Moloney Securities Asset Management LLC is an advisory business based in Ballwin, MO. The firm has offices in 45 locations and a total of 84 financial advisors. It manages $1 billion in assets between its 4,025 client accounts, placing it among the bigger investment advisory firms in the United States by assets under management. The firm advises four charities and foundations. Of its 4,025 client accounts, just 12% are held by high-net-worth investors who have greater than $1 million in assets. The company offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fee schedules typically are based on which services are provided. Fee types charged by Moloney Securities Asset Management LLC can be comprised of any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

13537 Barrett Parkway Drive, Suite 300
Ballwin, MO 63021

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Moloney Securities Asset Management LLC Brokerage Details

Total Assets Under Management

$1,016,723,850

MO Average: $11,469,110,461
Total Number of Employees

84

MO Average: 458
Total Number of Accounts

4,025

MO Average: 33,415
Average Account Size

$252,602

MO Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Amy Duncan Work History

Amy has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Moloney Securities Asset Management LLC

2005 - Present (19 years)

Moloney Securities Co., Inc

2016 - 2016 (< 1 year)

Moloney Investment Advisory LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Amy Duncan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Moloney Securities Asset Management LLC

Jin Wang
Ballwin, MO
Joel Duggan
Ballwin, MO
Robert Kersey
Gig Harbor, WA
Andrew Feyerabend
Ballwin, MO
Adam Maher
Ballwin, MO
Edward Prince
Ballwin, MO
Jeffrey Morris
Ballwin, MO
John Patock
Willmar, MN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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