Ashley
Dutta

Stifel, Nicolaus & Company, Inc

CRD#6791954
Investment Advisor
in Saint Louis, MO

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About this Advisor

Ashley Dutta is a financial advisor working out of Saint Louis, Missouri, who has been in the industry for 10 years. Dutta is an advisor for Stifel, Nicolaus & Company, Inc. Their career trajectory has included roles at Stifel Nicolaus, Kforce Professional Staffing and Bank Of America. Dutta maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to advise clients in Missouri. Stifel, Nicolaus & Company, Inc is a company headquartered in Saint Louis, Missouri. The company has offices in 434 locations and a total of 6,384 financial advisors. It has $149 billion in assets under management between its 316,625 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm serves 1,274 charitable organizations. Of its 316,625 accounts, 27% are held by high-net-worth individuals who have at least $1 million in investable assets. The business performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services usually are based on which services the firm provides the client. Fee types charged by Stifel, Nicolaus & Company, Inc likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

501 North Broadway
Saint Louis, MO 63102

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$148,561,390,277

MO Average: $11,469,110,461
Total Number of Employees

6,384

MO Average: 458
Total Number of Accounts

316,625

MO Average: 33,415
Average Account Size

$469,203

MO Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Ashley Dutta Work History

Ashley has 10 years of experience.

2017 - Present (5 years)

Stifel Nicolaus

2017 - 2017 (< 1 year)

Kforce Professional Staffing

2012 - 2017 (5 years)

Bank Of America

Disclosures

Ashley Dutta has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Kelsey Feeley
Washington, DC
Beau Bryant
Wenatchee, WA
Ryan Curtis
San Luis Obispo, CA
Dale Ireland
Frederick, MD
Rande Casaday
Pittsburgh, PA
Benjamin Hammes
Overland Park, KS
Harold Uszerowicz
Succasunna, NJ

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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