Stifel, Nicolaus & Company, Inc
About this Advisor
Ashley Dutta is a financial advisor working out of Saint Louis, Missouri, who has been in the industry for 10 years. Dutta is an advisor for Stifel, Nicolaus & Company, Inc. Their career trajectory has included roles at Stifel Nicolaus, Kforce Professional Staffing and Bank Of America. Dutta maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to advise clients in Missouri. Stifel, Nicolaus & Company, Inc is a company headquartered in Saint Louis, Missouri. The company has offices in 434 locations and a total of 6,384 financial advisors. It has $149 billion in assets under management between its 316,625 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm serves 1,274 charitable organizations. Of its 316,625 accounts, 27% are held by high-net-worth individuals who have at least $1 million in investable assets. The business performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services usually are based on which services the firm provides the client. Fee types charged by Stifel, Nicolaus & Company, Inc likely include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Ashley Dutta Work History
Ashley has 10 years of experience.
Kforce Professional Staffing
Bank Of America
Ashley Dutta has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
San Luis Obispo, CA
Overland Park, KS
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com.
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