Brian
Lock
Universal Financial Advisors, LLC
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About this Advisor
Brian Lock is a financial advisor based in Saint Louis, Missouri, working with Universal Financial Advisors, LLC. Brian has previously held positions at Lpl Financial LLC, Securities America Inc, Pfg Advisors, LLC, Universal Financial Advisors, LLC, Universal Financial Group, Inc, Universal Financial Planning Consultants, Inc, Osaic Wealth, Inc, and Beam Asset Management, LLC. Brian has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Missouri and Texas. Currently, Brian is part of Universal Financial Advisors, LLC, which operates out of Saint Louis, Missouri. The firm has 6 employees and manages assets totaling $202.1 million. The firm serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. The fee structure at Universal Financial Advisors, LLC includes asset-based and hourly fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Universal Financial Advisors, LLC Brokerage Details
$202,089,992
6
504
$400,972
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Brian Lock Work History
Osaic Wealth, Inc
Universal Financial Advisors, LLC
Securities America Inc
Universal Financial Group, Inc
Pfg Advisors, LLC
Beam Asset Management, LLC
Lpl Financial LLC
Universal Financial Planning Consultants, Inc
Disclosures
Please visit the SEC profile of Brian Lock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Universal Financial Advisors, LLC
Saint Louis, MO
Saint Louis, MO
Saint Peters, MO
Saint Louis, MO
Saint Louis, MO
Saint Louis, MO
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