Hector
Gonzalez

Stifel, Nicolaus & Company, Inc

CRD#4429337
Investment Advisor
in Saint Louis, MO

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About this Advisor

Hector Gonzalez is a financial advisor who works in Saint Louis, Missouri with 21 years of relevant experience. Gonzalez is an advisor for Stifel, Nicolaus & Company, Inc. During their career, Gonzalez has held roles at Stifel, Nicolaus & Company, Inc and Stifel Independent Advisors, LLC. Gonzalez maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Missouri. Stifel, Nicolaus & Company, Inc is a registered investment firm based out of Saint Louis, MO. It has offices in 459 locations and a total of 6,729 employees. It manages $133 billion in total assets between its 334,814 accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm serves 1,312 charitable organizations. Of its 334,814 accounts, 24% belong to high-net-worth individuals who have more than $1 million in investable assets. The company performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors are based on which service is offered. Fees charged by Stifel, Nicolaus & Company, Inc most likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

501 N. Broadway
Saint Louis, MO 63102

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$132,550,931,898

MO Average: $11,469,110,461
Total Number of Employees

6,729

MO Average: 458
Total Number of Accounts

334,814

MO Average: 33,415
Average Account Size

$395,894

MO Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Hector Gonzalez Work History

Hector has been registered as a financial advisor for 21 years.*

2007 - Present (17 years)

Stifel Independent Advisors, LLC

2002 - Present (22 years)

Stifel, Nicolaus & Company, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Hector Gonzalez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Michael Dammert
Covington, KY
Scott Englehardt
Atlanta, GA
Eleanor Jordan
Austin, TX
Cynthia Touchton
Clearwater, FL
Anthony Miller
Gainesville, GA
James Carps
Akron, OH
Nicole Hansen
Bellevue, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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