Keith
Thompson
Stifel, Nicolaus & Company, Inc
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About this Advisor
Keith Thompson is an investment advisor whose office is in Saint Louis, Missouri. Currently a registered financial advisor at Stifel, Nicolaus & Company, Inc, they have gathered an impressive 24 years of practice in the financial advisory industry. Thompson maintains Series 63 and Series 65 licenses, which designate them as both a securities agent and an investment advisor representative. Thompson is able to operate in California, Missouri and Texas. Thompson has worked their whole career at Stifel, Nicolaus & Company, Inc. Stifel, Nicolaus & Company, Inc is headquartered in Saint Louis, Missouri, and operates out of 431 brick-and-mortar locations in the country. As a company, Stifel, Nicolaus & Company, Inc manages $98 billion in assets covering 244,516 client accounts and retains more than 6,153 people. The amount of assets the firm manages places it among the biggest financial advisory firms in the United States. The firm manages 166,793 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 40% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Stifel, Nicolaus & Company, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Stifel, Nicolaus & Company, Inc Brokerage Details
$97,687,069,900
6,153
244,516
$399,512
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Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Keith Thompson Work History
Keith has 24 years of experience.
Stifel, Nicolaus & Company, Inc
Disclosures
Keith Thompson has disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
Modesto, CA
Saint Louis, MO
Saint Louis, MO
New York, NY
Irvine, CA
Kimberly, WI
Chicago, IL
The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.