Keith
Thompson

Stifel, Nicolaus & Company, Inc

CRD#2829609
Investment Advisor
in Saint Louis, MO

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About this Advisor

Keith Thompson is a financial advisor working in Saint Louis, Missouri, who has been in the financial industry for 26 years. Thompson works at Stifel, Nicolaus & Company, Inc. They have spent the entirety of their employment at Stifel, Nicolaus & Company, Inc. Thompson has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in California, Missouri and Texas. Stifel, Nicolaus & Company, Inc is a business that has its headquarters in Saint Louis, Missouri. It has offices in 434 locations and a total of 6,384 employees. It controls $149 billion in assets under management among its 316,625 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises 1,274 charities and foundations. Of its 316,625 customer accounts, 27% are held by high-net-worth investors who have more than $1 million in investable assets. Stifel, Nicolaus & Company, Inc provides a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice are based on the services. However, fees billed by Stifel, Nicolaus & Company, Inc most likely include some combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

26 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

8182 Maryland Ave. 1St Floor
Saint Louis, MO 63105

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$148,561,390,277

MO Average: $11,469,110,461
Total Number of Employees

6,384

MO Average: 458
Total Number of Accounts

316,625

MO Average: 33,415
Average Account Size

$469,203

MO Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Keith Thompson Work History

Keith has 26 years of experience.

1996 - Present (26 years)

Stifel, Nicolaus & Company, Inc

Disclosures

Keith Thompson has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Beau Bryant
Wenatchee, WA
Cindy Bergin
Paso Robles, CA
Richard Lawson
Saint Louis, MO
Vincent Rojas
Hackensack, NJ
Frances Jones
Hartsville, SC
Danielle Cefalu
Saratoga Springs, NY
Leslie Nelson
Wenatchee, WA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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